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Rule 35
to be bailed by the securities broker
Before carrying out securities business, the securities business shall deposit the amount specified by the board as security in any commercial bank specified by the board and such amount may be used only for the purpose of paying securities related obligations.
(2) According to sub-rule (1), when determining the amount of bail, it will be determined on the basis of the type of securities business, the number of transactions and the amount of the transaction.
(3) Notwithstanding anything written in sub-rules (1) and (2), the board may grant exemptions to the securities traders who are trading as prescribed by the securities market before the commencement of this regulation so that they do not have to keep a separate bond.
(2) According to sub-rule (1), when determining the amount of bail, it will be determined on the basis of the type of securities business, the number of transactions and the amount of the transaction.
(3) Notwithstanding anything written in sub-rules (1) and (2), the board may grant exemptions to the securities traders who are trading as prescribed by the securities market before the commencement of this regulation so that they do not have to keep a separate bond.